Early frequency reporting for fast setup of carrier aggregation or dual connectivity

ABSTRACT

A method and apparatus for early frequency reporting for fast carrier aggregation (CA) and/or dual connectivity (DC) setup in a wireless communication system is provided. A wireless device reports, to a network, information informing that a neighbor frequency can be aggregated with a serving frequency using one of 1) carrier aggregation (CA), 2) dual connectivity (DC), or 3) both CA and DC.

CROSS-REFERENCE TO RELATED APPLICATIONS

Pursuant to 35 U.S.C. § 119 (e), this application claims the benefit of Korean Patent Applications No. 10-2019-0057074, filed on May 15, 2019, No. 10-2019-0075810, filed on Jun. 25, 2019, No. 10-2019-0075834, filed on Jun. 25, 2019, and No. 10-2019-0075844, filed on Jun. 25, 2019, the contents of which are all hereby incorporated by reference herein in their entirety.

TECHNICAL FIELD

The present disclosure relates to early frequency reporting for fast carrier aggregation (CA) and/or dual connectivity (DC) setup.

BACKGROUND

3rd generation partnership project (3GPP) long-term evolution (LTE) is a technology for enabling high-speed packet communications. Many schemes have been proposed for the LTE objective including those that aim to reduce user and provider costs, improve service quality, and expand and improve coverage and system capacity. The 3GPP LTE requires reduced cost per bit, increased service availability, flexible use of a frequency band, a simple structure, an open interface, and adequate power consumption of a terminal as an upper-level requirement.

Work has started in international telecommunication union (ITU) and 3GPP to develop requirements and specifications for new radio (NR) systems. 3GPP has to identify and develop the technology components needed for successfully standardizing the new RAT timely satisfying both the urgent market needs, and the more long-term requirements set forth by the ITU radio communication sector (ITU-R) international mobile telecommunications (IMT)-2020 process. Further, the NR should be able to use any spectrum band ranging at least up to 100 GHz that may be made available for wireless communications even in a more distant future.

The NR targets a single technical framework addressing all usage scenarios, requirements and deployment scenarios including enhanced mobile broadband (eMBB), massive machine-type-communications (mMTC), ultra-reliable and low latency communications (URLLC), etc. The NR shall be inherently forward compatible.

Carrier aggregation is a technique used in wireless communication to increase the data rate per user, whereby multiple frequency blocks (called component carriers) are assigned to the same user. The maximum possible data rate per user is increased the more frequency blocks are assigned to a user. The sum data rate of a cell is increased as well because of a better resource utilization.

Dual connectivity (DC) was introduced in 3GPP to allow a user equipment (UE) to simultaneously transmit and receive data on multiple component carriers from two cell groups one providing E-UTRA access (4G) and the other one providing NR access (5G). One scheduler is located in the master node and the other in the secondary node. The master node and secondary node are connected via a network interface and at least the master node is connected to the core network.

SUMMARY

An aspect of the present disclosure is to provide a method and apparatus for early frequency reporting for fast carrier aggregation (CA) and/or dual connectivity (DC) setup.

Another aspect of the present disclosure is to provide a method and apparatus for reporting information on a neighbor frequency which can be aggregated with a serving frequency using one of 1) CA, 2) DC, or 3) both CA and DC.

In an aspect, a method for a wireless device in a wireless communication system is provided. The method includes reporting, to a network, information informing that a neighbor frequency can be aggregated with a serving frequency using one of 1) carrier aggregation (CA), 2) dual connectivity (DC), or 3) both CA and DC.

In another aspect, an apparatus for implementing the above method is provided.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 shows an example of a communication system to which implementations of the present disclosure is applied.

FIG. 2 shows an example of wireless devices to which implementations of the present disclosure is applied.

FIG. 3 shows an example of a wireless device to which implementations of the present disclosure is applied.

FIG. 4 shows another example of wireless devices to which implementations of the present disclosure is applied.

FIG. 5 shows an example of UE to which implementations of the present disclosure is applied.

FIGS. 6 and 7 show an example of protocol stacks in a 3GPP based wireless communication system to which implementations of the present disclosure is applied.

FIG. 8 shows a frame structure in a 3GPP based wireless communication system to which implementations of the present disclosure is applied.

FIG. 9 shows a data flow example in the 3GPP NR system to which implementations of the present disclosure is applied.

FIG. 10 shows an example of EN-DC overall architecture to which implementations of the present disclosure is applied.

FIG. 11 shows an example of a control plane architecture for EN-DC to which implementations of the present disclosure is applied.

FIG. 12 shows an example of a control plane architecture for MR-DC to which implementations of the present disclosure is applied.

FIG. 13 shows an example of RRC connection release to which implementations of the present disclosure is applied.

FIG. 14 shows an example of RRC connection resume to which implementations of the present disclosure is applied.

FIG. 15 shows an example of UE capability transfer to which implementations of the present disclosure is applied.

FIG. 16 shows a method for a wireless device in a wireless communication system to which implementations of the present disclosure is applied.

FIG. 17 shows an example of a RRC connection establishment procedure to which implementations of the present disclosure is applied.

FIG. 18 shows an example of a RRC connection resume procedure to which implementations of the present disclosure is applied.

DETAILED DESCRIPTION

The following techniques, apparatuses, and systems may be applied to a variety of wireless multiple access systems. Examples of the multiple access systems include a code division multiple access (CDMA) system, a frequency division multiple access (FDMA) system, a time division multiple access (TDMA) system, an orthogonal frequency division multiple access (OFDMA) system, a single carrier frequency division multiple access (SC-FDMA) system, and a multicarrier frequency division multiple access (MC-FDMA) system. CDMA may be embodied through radio technology such as universal terrestrial radio access (UTRA) or CDMA2000. TDMA may be embodied through radio technology such as global system for mobile communications (GSM), general packet radio service (GPRS), or enhanced data rates for GSM evolution (EDGE). OFDMA may be embodied through radio technology such as institute of electrical and electronics engineers (IEEE) 802.11 (Wi-Fi), IEEE 802.16 (WiMAX), IEEE 802.20, or evolved UTRA (E-UTRA). UTRA is a part of a universal mobile telecommunications system (UMTS). 3rd generation partnership project (3GPP) long term evolution (LTE) is a part of evolved UMTS (E-UMTS) using E-UTRA. 3GPP LTE employs OFDMA in DL and SC-FDMA in UL. LTE-advanced (LTE-A) is an evolved version of 3GPP LTE.

For convenience of description, implementations of the present disclosure are mainly described in regards to a 3GPP based wireless communication system. However, the technical features of the present disclosure are not limited thereto. For example, although the following detailed description is given based on a mobile communication system corresponding to a 3GPP based wireless communication system, aspects of the present disclosure that are not limited to 3GPP based wireless communication system are applicable to other mobile communication systems.

For terms and technologies which are not specifically described among the terms of and technologies employed in the present disclosure, the wireless communication standard documents published before the present disclosure may be referenced.

In the present disclosure, “A or B” may mean “only A”, “only B”, or “both A and B”. In other words, “A or B” in the present disclosure may be interpreted as “A and/or B”. For example, “A, B or C” in the present disclosure may mean “only A”, “only B”, “only C”, or “any combination of A, B and C”.

In the present disclosure, slash (/) or comma (,) may mean “and/or”. For example, “A/B” may mean “A and/or B”. Accordingly, “A/B” may mean “only A”, “only B”, or “both A and B”. For example, “A, B, C” may mean “A, B or C”.

In the present disclosure, “at least one of A and B” may mean “only A”, “only B” or “both A and B”. In addition, the expression “at least one of A or B” or “at least one of A and/or B” in the present disclosure may be interpreted as same as “at least one of A and B”.

In addition, in the present disclosure, “at least one of A, B and C” may mean “only A”, “only B”, “only C”, or “any combination of A, B and C”. In addition, “at least one of A, B or C” or “at least one of A, B and/or C” may mean “at least one of A, B and C”.

Also, parentheses used in the present disclosure may mean “for example”. In detail, when it is shown as “control information (PDCCH)”, “PDCCH” may be proposed as an example of “control information”. In other words, “control information” in the present disclosure is not limited to “PDCCH”, and “PDDCH” may be proposed as an example of “control information”. In addition, even when shown as “control information (i.e., PDCCH)”, “PDCCH” may be proposed as an example of “control information”.

Technical features that are separately described in one drawing in the present disclosure may be implemented separately or simultaneously.

Although not limited thereto, various descriptions, functions, procedures, suggestions, methods and/or operational flowcharts of the present disclosure disclosed herein can be applied to various fields requiring wireless communication and/or connection (e.g., 5G) between devices.

Hereinafter, the present disclosure will be described in more detail with reference to drawings. The same reference numerals in the following drawings and/or descriptions may refer to the same and/or corresponding hardware blocks, software blocks, and/or functional blocks unless otherwise indicated.

FIG. 1 shows an example of a communication system to which implementations of the present disclosure is applied.

The 5G usage scenarios shown in FIG. 1 are only exemplary, and the technical features of the present disclosure can be applied to other 5G usage scenarios which are not shown in FIG. 1.

Three main requirement categories for 5G include (1) a category of enhanced mobile broadband (eMBB), (2) a category of massive machine type communication (mMTC), and (3) a category of ultra-reliable and low latency communications (URLLC).

Partial use cases may require a plurality of categories for optimization and other use cases may focus only upon one key performance indicator (KPI). 5G supports such various use cases using a flexible and reliable method.

eMBB far surpasses basic mobile Internet access and covers abundant bidirectional work and media and entertainment applications in cloud and augmented reality. Data is one of 5G core motive forces and, in a 5G era, a dedicated voice service may not be provided for the first time. In 5G, it is expected that voice will be simply processed as an application program using data connection provided by a communication system. Main causes for increased traffic volume are due to an increase in the size of content and an increase in the number of applications requiring high data transmission rate. A streaming service (of audio and video), conversational video, and mobile Internet access will be more widely used as more devices are connected to the Internet. These many application programs require connectivity of an always turned-on state in order to push real-time information and alarm for users. Cloud storage and applications are rapidly increasing in a mobile communication platform and may be applied to both work and entertainment. The cloud storage is a special use case which accelerates growth of uplink data transmission rate. 5G is also used for remote work of cloud. When a tactile interface is used, 5G demands much lower end-to-end latency to maintain user good experience. Entertainment, for example, cloud gaming and video streaming, is another core element which increases demand for mobile broadband capability. Entertainment is essential for a smartphone and a tablet in any place including high mobility environments such as a train, a vehicle, and an airplane. Other use cases are augmented reality for entertainment and information search. In this case, the augmented reality requires very low latency and instantaneous data volume.

In addition, one of the most expected 5G use cases relates a function capable of smoothly connecting embedded sensors in all fields, i.e., mMTC. It is expected that the number of potential Internet-of-things (IoT) devices will reach 204 hundred million up to the year of 2020. An industrial IoT is one of categories of performing a main role enabling a smart city, asset tracking, smart utility, agriculture, and security infrastructure through 5G.

URLLC includes a new service that will change industry through remote control of main infrastructure and an ultra-reliable/available low-latency link such as a self-driving vehicle. A level of reliability and latency is essential to control a smart grid, automatize industry, achieve robotics, and control and adjust a drone.

5G is a means of providing streaming evaluated as a few hundred megabits per second to gigabits per second and may complement fiber-to-the-home (FTTH) and cable-based broadband (or DOCSIS). Such fast speed is needed to deliver TV in resolution of 4K or more (6K, 8K, and more), as well as virtual reality and augmented reality. Virtual reality (VR) and augmented reality (AR) applications include almost immersive sports games. A specific application program may require a special network configuration. For example, for VR games, gaming companies need to incorporate a core server into an edge network server of a network operator in order to minimize latency.

Automotive is expected to be a new important motivated force in 5G together with many use cases for mobile communication for vehicles. For example, entertainment for passengers requires high simultaneous capacity and mobile broadband with high mobility. This is because future users continue to expect connection of high quality regardless of their locations and speeds. Another use case of an automotive field is an AR dashboard. The AR dashboard causes a driver to identify an object in the dark in addition to an object seen from a front window and displays a distance from the object and a movement of the object by overlapping information talking to the driver. In the future, a wireless module enables communication between vehicles, information exchange between a vehicle and supporting infrastructure, and information exchange between a vehicle and other connected devices (e.g., devices accompanied by a pedestrian). A safety system guides alternative courses of a behavior so that a driver may drive more safely drive, thereby lowering the danger of an accident. The next stage will be a remotely controlled or self-driven vehicle. This requires very high reliability and very fast communication between different self-driven vehicles and between a vehicle and infrastructure. In the future, a self-driven vehicle will perform all driving activities and a driver will focus only upon abnormal traffic that the vehicle cannot identify. Technical requirements of a self-driven vehicle demand ultra-low latency and ultra-high reliability so that traffic safety is increased to a level that cannot be achieved by human being.

A smart city and a smart home/building mentioned as a smart society will be embedded in a high-density wireless sensor network. A distributed network of an intelligent sensor will identify conditions for costs and energy-efficient maintenance of a city or a home. Similar configurations may be performed for respective households. All of temperature sensors, window and heating controllers, burglar alarms, and home appliances are wirelessly connected. Many of these sensors are typically low in data transmission rate, power, and cost. However, real-time HD video may be demanded by a specific type of device to perform monitoring.

Consumption and distribution of energy including heat or gas is distributed at a higher level so that automated control of the distribution sensor network is demanded. The smart grid collects information and connects the sensors to each other using digital information and communication technology so as to act according to the collected information. Since this information may include behaviors of a supply company and a consumer, the smart grid may improve distribution of fuels such as electricity by a method having efficiency, reliability, economic feasibility, production sustainability, and automation. The smart grid may also be regarded as another sensor network having low latency.

Mission critical application (e.g., e-health) is one of 5G use scenarios. A health part contains many application programs capable of enjoying benefit of mobile communication. A communication system may support remote treatment that provides clinical treatment in a faraway place. Remote treatment may aid in reducing a barrier against distance and improve access to medical services that cannot be continuously available in a faraway rural area. Remote treatment is also used to perform important treatment and save lives in an emergency situation. The wireless sensor network based on mobile communication may provide remote monitoring and sensors for parameters such as heart rate and blood pressure.

Wireless and mobile communication gradually becomes important in the field of an industrial application. Wiring is high in installation and maintenance cost. Therefore, a possibility of replacing a cable with reconstructible wireless links is an attractive opportunity in many industrial fields. However, in order to achieve this replacement, it is necessary for wireless connection to be established with latency, reliability, and capacity similar to those of the cable and management of wireless connection needs to be simplified. Low latency and a very low error probability are new requirements when connection to 5G is needed.

Logistics and freight tracking are important use cases for mobile communication that enables inventory and package tracking anywhere using a location-based information system. The use cases of logistics and freight typically demand low data rate but require location information with a wide range and reliability.

Referring to FIG. 1, the communication system 1 includes wireless devices 100 a to 100 f, base stations (BSs) 200, and a network 300. Although FIG. 1 illustrates a 5G network as an example of the network of the communication system 1, the implementations of the present disclosure are not limited to the 5G system, and can be applied to the future communication system beyond the 5G system.

The BSs 200 and the network 300 may be implemented as wireless devices and a specific wireless device may operate as a BS/network node with respect to other wireless devices. The wireless devices 100 a to 100 f represent devices performing communication using radio access technology (RAT) (e.g., 5G new RAT (NR)) or LTE) and may be referred to as communication/radio/5G devices. The wireless devices 100 a to 100 f may include, without being limited to, a robot 100 a, vehicles 100 b-1 and 100 b-2, an extended reality (XR) device 100 c, a hand-held device 100 d, a home appliance 100 e, an IoT device 100 f, and an artificial intelligence (AI) device/server 400. For example, the vehicles may include a vehicle having a wireless communication function, an autonomous driving vehicle, and a vehicle capable of performing communication between vehicles. The vehicles may include an unmanned aerial vehicle (UAV) (e.g., a drone). The XR device may include an AR/VR/Mixed Reality (MR) device and may be implemented in the form of a head-mounted device (HMD), a head-up display (HUD) mounted in a vehicle, a television, a smartphone, a computer, a wearable device, a home appliance device, a digital signage, a vehicle, a robot, etc. The hand-held device may include a smartphone, a smartpad, a wearable device (e.g., a smartwatch or a smartglasses), and a computer (e.g., a notebook). The home appliance may include a TV, a refrigerator, and a washing machine. The IoT device may include a sensor and a smartmeter.

In the present disclosure, the wireless devices 100 a to 100 f may be called user equipments (UEs). A UE may include, for example, a cellular phone, a smartphone, a laptop computer, a digital broadcast terminal, a personal digital assistant (PDA), a portable multimedia player (PMP), a navigation system, a slate personal computer (PC), a tablet PC, an ultrabook, a vehicle, a vehicle having an autonomous traveling function, a connected car, an UAV, an AI module, a robot, an AR device, a VR device, an MR device, a hologram device, a public safety device, an MTC device, an IoT device, a medical device, a FinTech device (or a financial device), a security device, a weather/environment device, a device related to a 5G service, or a device related to a fourth industrial revolution field.

The UAV may be, for example, an aircraft aviated by a wireless control signal without a human being onboard.

The VR device may include, for example, a device for implementing an object or a background of the virtual world. The AR device may include, for example, a device implemented by connecting an object or a background of the virtual world to an object or a background of the real world. The MR device may include, for example, a device implemented by merging an object or a background of the virtual world into an object or a background of the real world. The hologram device may include, for example, a device for implementing a stereoscopic image of 360 degrees by recording and reproducing stereoscopic information, using an interference phenomenon of light generated when two laser lights called holography meet.

The public safety device may include, for example, an image relay device or an image device that is wearable on the body of a user.

The MTC device and the IoT device may be, for example, devices that do not require direct human intervention or manipulation. For example, the MTC device and the IoT device may include smartmeters, vending machines, thermometers, smartbulbs, door locks, or various sensors.

The medical device may be, for example, a device used for the purpose of diagnosing, treating, relieving, curing, or preventing disease. For example, the medical device may be a device used for the purpose of diagnosing, treating, relieving, or correcting injury or impairment. For example, the medical device may be a device used for the purpose of inspecting, replacing, or modifying a structure or a function. For example, the medical device may be a device used for the purpose of adjusting pregnancy. For example, the medical device may include a device for treatment, a device for operation, a device for (in vitro) diagnosis, a hearing aid, or a device for procedure.

The security device may be, for example, a device installed to prevent a danger that may arise and to maintain safety. For example, the security device may be a camera, a closed-circuit TV (CCTV), a recorder, or a black box.

The FinTech device may be, for example, a device capable of providing a financial service such as mobile payment. For example, the FinTech device may include a payment device or a point of sales (POS) system.

The weather/environment device may include, for example, a device for monitoring or predicting a weather/environment.

The wireless devices 100 a to 100 f may be connected to the network 300 via the B Ss 200. An AI technology may be applied to the wireless devices 100 a to 100 f and the wireless devices 100 a to 100 f may be connected to the AI server 400 via the network 300. The network 300 may be configured using a 3G network, a 4G (e.g., LTE) network, a 5G (e.g., NR) network, and a beyond-5G network. Although the wireless devices 100 a to 100 f may communicate with each other through the BSs 200/network 300, the wireless devices 100 a to 100 f may perform direct communication (e.g., sidelink communication) with each other without passing through the BSs 200/network 300. For example, the vehicles 100 b-1 and 100 b-2 may perform direct communication (e.g., vehicle-to-vehicle (V2V)/vehicle-to-everything (V2X) communication). The IoT device (e.g., a sensor) may perform direct communication with other IoT devices (e.g., sensors) or other wireless devices 100 a to 100 f.

Wireless communication/connections 150 a, 150 b and 150 c may be established between the wireless devices 100 a to 100 f and/or between wireless device 100 a to 100 f and BS 200 and/or between BSs 200. Herein, the wireless communication/connections may be established through various RATs (e.g., 5G NR) such as uplink/downlink communication 150 a, sidelink communication (or device-to-device (D2D) communication) 150 b, inter-base station communication 150 c (e.g., relay, integrated access and backhaul (IAB)), etc. The wireless devices 100 a to 100 f and the BSs 200/the wireless devices 100 a to 100 f may transmit/receive radio signals to/from each other through the wireless communication/connections 150 a, 150 b and 150 c. For example, the wireless communication/connections 150 a, 150 b and 150 c may transmit/receive signals through various physical channels. To this end, at least a part of various configuration information configuring processes, various signal processing processes (e.g., channel encoding/decoding, modulation/demodulation, and resource mapping/de-mapping), and resource allocating processes, for transmitting/receiving radio signals, may be performed based on the various proposals of the present disclosure.

FIG. 2 shows an example of wireless devices to which implementations of the present disclosure is applied.

Referring to FIG. 2, a first wireless device 100 and a second wireless device 200 may transmit/receive radio signals to/from an external device through a variety of RATs (e.g., LTE and NR). In FIG. 2, {the first wireless device 100 and the second wireless device 200} may correspond to at least one of {the wireless device 100 a to 100 f and the BS 200}, {the wireless device 100 a to 100 f and the wireless device 100 a to 100 f} and/or {the BS 200 and the BS 200} of FIG. 1.

The first wireless device 100 may include one or more processors 102 and one or more memories 104 and additionally further include one or more transceivers 106 and/or one or more antennas 108. The processor(s) 102 may control the memory(s) 104 and/or the transceiver(s) 106 and may be configured to implement the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts described in the present disclosure. For example, the processor(s) 102 may process information within the memory(s) 104 to generate first information/signals and then transmit radio signals including the first information/signals through the transceiver(s) 106. The processor(s) 102 may receive radio signals including second information/signals through the transceiver(s) 106 and then store information obtained by processing the second information/signals in the memory(s) 104. The memory(s) 104 may be connected to the processor(s) 102 and may store a variety of information related to operations of the processor(s) 102. For example, the memory(s) 104 may store software code including commands for performing a part or the entirety of processes controlled by the processor(s) 102 or for performing the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts described in the present disclosure. Herein, the processor(s) 102 and the memory(s) 104 may be a part of a communication modem/circuit/chip designed to implement RAT (e.g., LTE or NR). The transceiver(s) 106 may be connected to the processor(s) 102 and transmit and/or receive radio signals through one or more antennas 108. Each of the transceiver(s) 106 may include a transmitter and/or a receiver. The transceiver(s) 106 may be interchangeably used with radio frequency (RF) unit(s). In the present disclosure, the first wireless device 100 may represent a communication modem/circuit/chip.

The second wireless device 200 may include one or more processors 202 and one or more memories 204 and additionally further include one or more transceivers 206 and/or one or more antennas 208. The processor(s) 202 may control the memory(s) 204 and/or the transceiver(s) 206 and may be configured to implement the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts described in the present disclosure. For example, the processor(s) 202 may process information within the memory(s) 204 to generate third information/signals and then transmit radio signals including the third information/signals through the transceiver(s) 206. The processor(s) 202 may receive radio signals including fourth information/signals through the transceiver(s) 106 and then store information obtained by processing the fourth information/signals in the memory(s) 204. The memory(s) 204 may be connected to the processor(s) 202 and may store a variety of information related to operations of the processor(s) 202. For example, the memory(s) 204 may store software code including commands for performing a part or the entirety of processes controlled by the processor(s) 202 or for performing the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts described in the present disclosure. Herein, the processor(s) 202 and the memory(s) 204 may be a part of a communication modem/circuit/chip designed to implement RAT (e.g., LTE or NR). The transceiver(s) 206 may be connected to the processor(s) 202 and transmit and/or receive radio signals through one or more antennas 208. Each of the transceiver(s) 206 may include a transmitter and/or a receiver. The transceiver(s) 206 may be interchangeably used with RF unit(s). In the present disclosure, the second wireless device 200 may represent a communication modem/circuit/chip.

Hereinafter, hardware elements of the wireless devices 100 and 200 will be described more specifically. One or more protocol layers may be implemented by, without being limited to, one or more processors 102 and 202. For example, the one or more processors 102 and 202 may implement one or more layers (e.g., functional layers such as physical (PHY) layer, media access control (MAC) layer, radio link control (RLC) layer, packet data convergence protocol (PDCP) layer, radio resource control (RRC) layer, and service data adaptation protocol (SDAP) layer). The one or more processors 102 and 202 may generate one or more protocol data units (PDUs) and/or one or more service data unit (SDUs) according to the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. The one or more processors 102 and 202 may generate messages, control information, data, or information according to the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. The one or more processors 102 and 202 may generate signals (e.g., baseband signals) including PDUs, SDUs, messages, control information, data, or information according to the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure and provide the generated signals to the one or more transceivers 106 and 206. The one or more processors 102 and 202 may receive the signals (e.g., baseband signals) from the one or more transceivers 106 and 206 and acquire the PDUs, SDUs, messages, control information, data, or information according to the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure.

The one or more processors 102 and 202 may be referred to as controllers, microcontrollers, microprocessors, or microcomputers. The one or more processors 102 and 202 may be implemented by hardware, firmware, software, or a combination thereof. As an example, one or more application specific integrated circuits (ASICs), one or more digital signal processors (DSPs), one or more digital signal processing devices (DSPDs), one or more programmable logic devices (PLDs), or one or more field programmable gate arrays (FPGAs) may be included in the one or more processors 102 and 202. descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure may be implemented using firmware or software and the firmware or software may be configured to include the modules, procedures, or functions. Firmware or software configured to perform the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure may be included in the one or more processors 102 and 202 or stored in the one or more memories 104 and 204 so as to be driven by the one or more processors 102 and 202. The descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure may be implemented using firmware or software in the form of code, commands, and/or a set of commands.

The one or more memories 104 and 204 may be connected to the one or more processors 102 and 202 and store various types of data, signals, messages, information, programs, code, instructions, and/or commands. The one or more memories 104 and 204 may be configured by read-only memories (ROMs), random access memories (RAMs), electrically erasable programmable read-only memories (EPROMs), flash memories, hard drives, registers, cash memories, computer-readable storage media, and/or combinations thereof. The one or more memories 104 and 204 may be located at the interior and/or exterior of the one or more processors 102 and 202. The one or more memories 104 and 204 may be connected to the one or more processors 102 and 202 through various technologies such as wired or wireless connection.

The one or more transceivers 106 and 206 may transmit user data, control information, and/or radio signals/channels, mentioned in the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure, to one or more other devices. The one or more transceivers 106 and 206 may receive user data, control information, and/or radio signals/channels, mentioned in the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure, from one or more other devices. For example, the one or more transceivers 106 and 206 may be connected to the one or more processors 102 and 202 and transmit and receive radio signals. For example, the one or more processors 102 and 202 may perform control so that the one or more transceivers 106 and 206 may transmit user data, control information, or radio signals to one or more other devices. The one or more processors 102 and 202 may perform control so that the one or more transceivers 106 and 206 may receive user data, control information, or radio signals from one or more other devices.

The one or more transceivers 106 and 206 may be connected to the one or more antennas 108 and 208 and the one or more transceivers 106 and 206 may be configured to transmit and receive user data, control information, and/or radio signals/channels, mentioned in the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure, through the one or more antennas 108 and 208. In the present disclosure, the one or more antennas may be a plurality of physical antennas or a plurality of logical antennas (e.g., antenna ports).

The one or more transceivers 106 and 206 may convert received radio signals/channels, etc., from RF band signals into baseband signals in order to process received user data, control information, radio signals/channels, etc., using the one or more processors 102 and 202. The one or more transceivers 106 and 206 may convert the user data, control information, radio signals/channels, etc., processed using the one or more processors 102 and 202 from the base band signals into the RF band signals. To this end, the one or more transceivers 106 and 206 may include (analog) oscillators and/or filters. For example, the transceivers 106 and 206 can up-convert OFDM baseband signals to a carrier frequency by their (analog) oscillators and/or filters under the control of the processors 102 and 202 and transmit the up-converted OFDM signals at the carrier frequency. The transceivers 106 and 206 may receive OFDM signals at a carrier frequency and down-convert the OFDM signals into OFDM baseband signals by their (analog) oscillators and/or filters under the control of the transceivers 102 and 202.

In the implementations of the present disclosure, a UE may operate as a transmitting device in uplink (UL) and as a receiving device in downlink (DL). In the implementations of the present disclosure, a BS may operate as a receiving device in UL and as a transmitting device in DL. Hereinafter, for convenience of description, it is mainly assumed that the first wireless device 100 acts as the UE, and the second wireless device 200 acts as the BS. For example, the processor(s) 102 connected to, mounted on or launched in the first wireless device 100 may be configured to perform the UE behavior according to an implementation of the present disclosure or control the transceiver(s) 106 to perform the UE behavior according to an implementation of the present disclosure. The processor(s) 202 connected to, mounted on or launched in the second wireless device 200 may be configured to perform the BS behavior according to an implementation of the present disclosure or control the transceiver(s) 206 to perform the BS behavior according to an implementation of the present disclosure.

In the present disclosure, a BS is also referred to as a node B (NB), an eNode B (eNB), or a gNB.

FIG. 3 shows an example of a wireless device to which implementations of the present disclosure is applied.

The wireless device may be implemented in various forms according to a use-case/service (refer to FIG. 1).

Referring to FIG. 3, wireless devices 100 and 200 may correspond to the wireless devices 100 and 200 of FIG. 2 and may be configured by various elements, components, units/portions, and/or modules. For example, each of the wireless devices 100 and 200 may include a communication unit 110, a control unit 120, a memory unit 130, and additional components 140. The communication unit 110 may include a communication circuit 112 and transceiver(s) 114. For example, the communication circuit 112 may include the one or more processors 102 and 202 of FIG. 2 and/or the one or more memories 104 and 204 of FIG. 2. For example, the transceiver(s) 114 may include the one or more transceivers 106 and 206 of FIG. 2 and/or the one or more antennas 108 and 208 of FIG. 2. The control unit 120 is electrically connected to the communication unit 110, the memory 130, and the additional components 140 and controls overall operation of each of the wireless devices 100 and 200. For example, the control unit 120 may control an electric/mechanical operation of each of the wireless devices 100 and 200 based on programs/code/commands/information stored in the memory unit 130. The control unit 120 may transmit the information stored in the memory unit 130 to the exterior (e.g., other communication devices) via the communication unit 110 through a wireless/wired interface or store, in the memory unit 130, information received through the wireless/wired interface from the exterior (e.g., other communication devices) via the communication unit 110.

The additional components 140 may be variously configured according to types of the wireless devices 100 and 200. For example, the additional components 140 may include at least one of a power unit/battery, input/output (I/O) unit (e.g., audio I/O port, video I/O port), a driving unit, and a computing unit. The wireless devices 100 and 200 may be implemented in the form of, without being limited to, the robot (100 a of FIG. 1), the vehicles (100 b-1 and 100 b-2 of FIG. 1), the XR device (100 c of FIG. 1), the hand-held device (100 d of FIG. 1), the home appliance (100 e of FIG. 1), the IoT device (100 f of FIG. 1), a digital broadcast terminal, a hologram device, a public safety device, an MTC device, a medicine device, a FinTech device (or a finance device), a security device, a climate/environment device, the AI server/device (400 of FIG. 1), the BSs (200 of FIG. 1), a network node, etc. The wireless devices 100 and 200 may be used in a mobile or fixed place according to a use-example/service.

In FIG. 3, the entirety of the various elements, components, units/portions, and/or modules in the wireless devices 100 and 200 may be connected to each other through a wired interface or at least a part thereof may be wirelessly connected through the communication unit 110. For example, in each of the wireless devices 100 and 200, the control unit 120 and the communication unit 110 may be connected by wire and the control unit 120 and first units (e.g., 130 and 140) may be wirelessly connected through the communication unit 110. Each element, component, unit/portion, and/or module within the wireless devices 100 and 200 may further include one or more elements. For example, the control unit 120 may be configured by a set of one or more processors. As an example, the control unit 120 may be configured by a set of a communication control processor, an application processor (AP), an electronic control unit (ECU), a graphical processing unit, and a memory control processor. As another example, the memory 130 may be configured by a RAM, a DRAM, a ROM, a flash memory, a volatile memory, a non-volatile memory, and/or a combination thereof.

FIG. 4 shows another example of wireless devices to which implementations of the present disclosure is applied.

Referring to FIG. 4, wireless devices 100 and 200 may correspond to the wireless devices 100 and 200 of FIG. 2 and may be configured by various elements, components, units/portions, and/or modules.

The first wireless device 100 may include at least one transceiver, such as a transceiver 106, and at least one processing chip, such as a processing chip 101. The processing chip 101 may include at least one processor, such a processor 102, and at least one memory, such as a memory 104. The memory 104 may be operably connectable to the processor 102. The memory 104 may store various types of information and/or instructions. The memory 104 may store a software code 105 which implements instructions that, when executed by the processor 102, perform the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. For example, the software code 105 may implement instructions that, when executed by the processor 102, perform the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. For example, the software code 105 may control the processor 102 to perform one or more protocols. For example, the software code 105 may control the processor 102 may perform one or more layers of the radio interface protocol.

The second wireless device 200 may include at least one transceiver, such as a transceiver 206, and at least one processing chip, such as a processing chip 201. The processing chip 201 may include at least one processor, such a processor 202, and at least one memory, such as a memory 204. The memory 204 may be operably connectable to the processor 202. The memory 204 may store various types of information and/or instructions. The memory 204 may store a software code 205 which implements instructions that, when executed by the processor 202, perform the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. For example, the software code 205 may implement instructions that, when executed by the processor 202, perform the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. For example, the software code 205 may control the processor 202 to perform one or more protocols. For example, the software code 205 may control the processor 202 may perform one or more layers of the radio interface protocol.

FIG. 5 shows an example of UE to which implementations of the present disclosure is applied.

Referring to FIG. 5, a UE 100 may correspond to the first wireless device 100 of FIG. 2 and/or the first wireless device 100 of FIG. 4.

A UE 100 includes a processor 102, a memory 104, a transceiver 106, one or more antennas 108, a power management module 110, a battery 1112, a display 114, a keypad 116, a subscriber identification module (SIM) card 118, a speaker 120, and a microphone 122.

The processor 102 may be configured to implement the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. The processor 102 may be configured to control one or more other components of the UE 100 to implement the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. Layers of the radio interface protocol may be implemented in the processor 102. The processor 102 may include ASIC, other chipset, logic circuit and/or data processing device. The processor 102 may be an application processor. The processor 102 may include at least one of a digital signal processor (DSP), a central processing unit (CPU), a graphics processing unit (GPU), a modem (modulator and demodulator). An example of the processor 102 may be found in SNAPDRAGON′ series of processors made by Qualcomm®, EXYNOS™ series of processors made by Samsung®, A series of processors made by Apple®, HELIO™ series of processors made by MediaTek®, ATOM™ series of processors made by Intel® or a corresponding next generation processor.

The memory 104 is operatively coupled with the processor 102 and stores a variety of information to operate the processor 102. The memory 104 may include ROM, RAM, flash memory, memory card, storage medium and/or other storage device. When the embodiments are implemented in software, the techniques described herein can be implemented with modules (e.g., procedures, functions, etc.) that perform the descriptions, functions, procedures, suggestions, methods and/or operational flowcharts disclosed in the present disclosure. The modules can be stored in the memory 104 and executed by the processor 102. The memory 104 can be implemented within the processor 102 or external to the processor 102 in which case those can be communicatively coupled to the processor 102 via various means as is known in the art.

The transceiver 106 is operatively coupled with the processor 102, and transmits and/or receives a radio signal. The transceiver 106 includes a transmitter and a receiver. The transceiver 106 may include baseband circuitry to process radio frequency signals. The transceiver 106 controls the one or more antennas 108 to transmit and/or receive a radio signal.

The power management module 110 manages power for the processor 102 and/or the transceiver 106. The battery 112 supplies power to the power management module 110.

The display 114 outputs results processed by the processor 102. The keypad 116 receives inputs to be used by the processor 102. The keypad 16 may be shown on the display 114.

The SIM card 118 is an integrated circuit that is intended to securely store the international mobile subscriber identity (IMSI) number and its related key, which are used to identify and authenticate subscribers on mobile telephony devices (such as mobile phones and computers). It is also possible to store contact information on many SIM cards.

The speaker 120 outputs sound-related results processed by the processor 102. The microphone 122 receives sound-related inputs to be used by the processor 102.

FIGS. 6 and 7 show an example of protocol stacks in a 3GPP based wireless communication system to which implementations of the present disclosure is applied.

In particular, FIG. 6 illustrates an example of a radio interface user plane protocol stack between a UE and a BS and FIG. 7 illustrates an example of a radio interface control plane protocol stack between a UE and a BS. The control plane refers to a path through which control messages used to manage call by a UE and a network are transported. The user plane refers to a path through which data generated in an application layer, for example, voice data or Internet packet data are transported. Referring to FIG. 6, the user plane protocol stack may be divided into Layer 1 (i.e., a PHY layer) and Layer 2. Referring to FIG. 7, the control plane protocol stack may be divided into Layer 1 (i.e., a PHY layer), Layer 2, Layer 3 (e.g., an RRC layer), and a non-access stratum (NAS) layer. Layer 1, Layer 2 and Layer 3 are referred to as an access stratum (AS).

In the 3GPP LTE system, the Layer 2 is split into the following sublayers: MAC, RLC, and PDCP. In the 3GPP NR system, the Layer 2 is split into the following sublayers: MAC, RLC, PDCP and SDAP. The PHY layer offers to the MAC sublayer transport channels, the MAC sublayer offers to the RLC sublayer logical channels, the RLC sublayer offers to the PDCP sublayer RLC channels, the PDCP sublayer offers to the SDAP sublayer radio bearers. The SDAP sublayer offers to 5G core network quality of service (QoS) flows.

In the 3GPP NR system, the main services and functions of the MAC sublayer include: mapping between logical channels and transport channels; multiplexing/de-multiplexing of MAC SDUs belonging to one or different logical channels into/from transport blocks (TB) delivered to/from the physical layer on transport channels; scheduling information reporting; error correction through hybrid automatic repeat request (HARQ) (one HARQ entity per cell in case of carrier aggregation (CA)); priority handling between UEs by means of dynamic scheduling; priority handling between logical channels of one UE by means of logical channel prioritization; padding. A single MAC entity may support multiple numerologies, transmission timings and cells. Mapping restrictions in logical channel prioritization control which numerology(ies), cell(s), and transmission timing(s) a logical channel can use.

Different kinds of data transfer services are offered by MAC. To accommodate different kinds of data transfer services, multiple types of logical channels are defined, i.e., each supporting transfer of a particular type of information. Each logical channel type is defined by what type of information is transferred. Logical channels are classified into two groups: control channels and traffic channels. Control channels are used for the transfer of control plane information only, and traffic channels are used for the transfer of user plane information only. Broadcast control channel (BCCH) is a downlink logical channel for broadcasting system control information, paging control channel (PCCH) is a downlink logical channel that transfers paging information, system information change notifications and indications of ongoing public warning service (PWS) broadcasts, common control channel (CCCH) is a logical channel for transmitting control information between UEs and network and used for UEs having no RRC connection with the network, and dedicated control channel (DCCH) is a point-to-point bi-directional logical channel that transmits dedicated control information between a UE and the network and used by UEs having an RRC connection. Dedicated traffic channel (DTCH) is a point-to-point logical channel, dedicated to one UE, for the transfer of user information. A DTCH can exist in both uplink and downlink. In downlink, the following connections between logical channels and transport channels exist: BCCH can be mapped to broadcast channel (BCH); BCCH can be mapped to downlink shared channel (DL-SCH); PCCH can be mapped to paging channel (PCH); CCCH can be mapped to DL-SCH; DCCH can be mapped to DL-SCH; and DTCH can be mapped to DL-SCH. In uplink, the following connections between logical channels and transport channels exist: CCCH can be mapped to uplink shared channel (UL-SCH); DCCH can be mapped to UL-SCH; and DTCH can be mapped to UL-SCH.

The RLC sublayer supports three transmission modes: transparent mode (TM), unacknowledged mode (UM), and acknowledged node (AM). The RLC configuration is per logical channel with no dependency on numerologies and/or transmission durations. In the 3GPP NR system, the main services and functions of the RLC sublayer depend on the transmission mode and include: transfer of upper layer PDUs; sequence numbering independent of the one in PDCP (UM and AM); error correction through ARQ (AM only); segmentation (AM and UM) and re-segmentation (AM only) of RLC SDUs; reassembly of SDU (AM and UM); duplicate detection (AM only); RLC SDU discard (AM and UM); RLC re-establishment; protocol error detection (AM only).

In the 3GPP NR system, the main services and functions of the PDCP sublayer for the user plane include: sequence numbering; header compression and decompression using robust header compression (ROHC); transfer of user data; reordering and duplicate detection; in-order delivery; PDCP PDU routing (in case of split bearers); retransmission of PDCP SDUs; ciphering, deciphering and integrity protection; PDCP SDU discard; PDCP re-establishment and data recovery for RLC AM; PDCP status reporting for RLC AM; duplication of PDCP PDUs and duplicate discard indication to lower layers. The main services and functions of the PDCP sublayer for the control plane include: sequence numbering; ciphering, deciphering and integrity protection; transfer of control plane data; reordering and duplicate detection; in-order delivery; duplication of PDCP PDUs and duplicate discard indication to lower layers.

In the 3GPP NR system, the main services and functions of SDAP include: mapping between a QoS flow and a data radio bearer; marking QoS flow ID (QFI) in both DL and UL packets. A single protocol entity of SDAP is configured for each individual PDU session.

In the 3GPP NR system, the main services and functions of the RRC sublayer include: broadcast of system information related to AS and NAS; paging initiated by 5GC or NG-RAN; establishment, maintenance and release of an RRC connection between the UE and NG-RAN; security functions including key management; establishment, configuration, maintenance and release of signaling radio bearers (SRBs) and data radio bearers (DRBs); mobility functions (including: handover and context transfer, UE cell selection and reselection and control of cell selection and reselection, inter-RAT mobility); QoS management functions; UE measurement reporting and control of the reporting; detection of and recovery from radio link failure; NAS message transfer to/from NAS from/to UE.

FIG. 8 shows a frame structure in a 3GPP based wireless communication system to which implementations of the present disclosure is applied.

The frame structure shown in FIG. 8 is purely exemplary and the number of subframes, the number of slots, and/or the number of symbols in a frame may be variously changed. In the 3GPP based wireless communication system, OFDM numerologies (e.g., subcarrier spacing (SCS), transmission time interval (TTI) duration) may be differently configured between a plurality of cells aggregated for one UE. For example, if a UE is configured with different SCSs for cells aggregated for the cell, an (absolute time) duration of a time resource (e.g., a subframe, a slot, or a TTI) including the same number of symbols may be different among the aggregated cells. Herein, symbols may include OFDM symbols (or CP-OFDM symbols), SC-FDMA symbols (or discrete Fourier transform-spread-OFDM (DFT-s-OFDM) symbols).

Referring to FIG. 8, downlink and uplink transmissions are organized into frames. Each frame has T_(f)=10 ms duration. Each frame is divided into two half-frames, where each of the half-frames has 5 ms duration. Each half-frame consists of 5 subframes, where the duration T_(sf) per subframe is 1 ms. Each subframe is divided into slots and the number of slots in a subframe depends on a subcarrier spacing. Each slot includes 14 or 12 OFDM symbols based on a cyclic prefix (CP). In a normal CP, each slot includes 14 OFDM symbols and, in an extended CP, each slot includes 12 OFDM symbols. The numerology is based on exponentially scalable subcarrier spacing Δf=2^(u)*15 kHz.

Table 1 shows the number of OFDM symbols per slot N^(slot) _(symb), the number of slots per frame N^(frame,u) _(slot), and the number of slots per subframe N^(subframe,u) _(slot) for the normal CP, according to the subcarrier spacing Δf=2^(n)*15 kHz.

TABLE 1 u N^(slot) _(symb) N^(frame, u) _(slot) N^(subframe, u) _(slot) 0 14 10 1 1 14 20 2 2 14 40 4 3 14 80 8 4 14 160 16

Table 2 shows the number of OFDM symbols per slot N^(slot) _(symb), the number of slots per frame N^(frame,u) _(slot), and the number of slots per subframe N^(subframe,u) _(slot) for the extended CP, according to the subcarrier spacing Δf=2^(u)*15 kHz.

TABLE 2 u N^(slot) _(symb) N^(frame, u) _(slot) N^(subframe, u) _(slot) 2 12 40 4

A slot includes plural symbols (e.g., 14 or 12 symbols) in the time domain. For each numerology (e.g., subcarrier spacing) and carrier, a resource grid of N^(size,u) _(grid,x)*N^(RB) _(sc) subcarriers and N^(subframe,u) _(symb) OFDM symbols is defined, starting at common resource block (CRB) N^(start,u) _(grid) indicated by higher-layer signaling (e.g., RRC signaling), where N^(size,u) _(grid,x) is the number of resource blocks (RBs) in the resource grid and the subscript x is DL for downlink and UL for uplink. N^(RB) _(sc) is the number of subcarriers per RB. In the 3GPP based wireless communication system, N^(RB) _(sc) is 12 generally. There is one resource grid for a given antenna port p, subcarrier spacing configuration u, and transmission direction (DL or UL). The carrier bandwidth N^(size,u) _(grid) for subcarrier spacing configuration u is given by the higher-layer parameter (e.g., RRC parameter). Each element in the resource grid for the antenna port p and the subcarrier spacing configuration u is referred to as a resource element (RE) and one complex symbol may be mapped to each RE. Each RE in the resource grid is uniquely identified by an index k in the frequency domain and an index 1 representing a symbol location relative to a reference point in the time domain. In the 3GPP based wireless communication system, an RB is defined by 12 consecutive subcarriers in the frequency domain.

In the 3GPP NR system, RBs are classified into CRBs and physical resource blocks (PRBs). CRBs are numbered from 0 and upwards in the frequency domain for subcarrier spacing configuration u. The center of subcarrier 0 of CRB 0 for subcarrier spacing configuration u coincides with ‘point A’ which serves as a common reference point for resource block grids. In the 3GPP NR system, PRBs are defined within a bandwidth part (BWP) and numbered from 0 to N^(size) _(BWP,i)−1, where i is the number of the bandwidth part. The relation between the physical resource block n_(PRB) in the bandwidth part i and the common resource block n_(CRB) is as follows: n_(PRB)=n_(CRB)+N^(size) _(BWP,i), where N^(size) _(BWP,i) is the common resource block where bandwidth part starts relative to CRB 0. The BWP includes a plurality of consecutive RBs. A carrier may include a maximum of N (e.g., 5) BWPs. A UE may be configured with one or more BWPs on a given component carrier. Only one BWP among BWPs configured to the UE can active at a time. The active BWP defines the UE's operating bandwidth within the cell's operating bandwidth.

The NR frequency band may be defined as two types of frequency range, i.e., FR1 and FR2. The numerical value of the frequency range may be changed. For example, the frequency ranges of the two types (FR1 and FR2) may be as shown in Table 3 below. For ease of explanation, in the frequency ranges used in the NR system, FR1 may mean “sub 6 GHz range”, FR2 may mean “above 6 GHz range,” and may be referred to as millimeter wave (mmW).

TABLE 3 Frequency Range Corresponding frequency Subcarrier designation range Spacing FR1  450 MHz-6000 MHz 15, 30, 60 kHz FR2 24250 MHz-52600 MHz 60, 120, 240 kHz

As mentioned above, the numerical value of the frequency range of the NR system may be changed. For example, FR1 may include a frequency band of 410 MHz to 7125 MHz as shown in Table 4 below. That is, FR1 may include a frequency band of 6 GHz (or 5850, 5900, 5925 MHz, etc.) or more. For example, a frequency band of 6 GHz (or 5850, 5900, 5925 MHz, etc.) or more included in FR1 may include an unlicensed band. Unlicensed bands may be used for a variety of purposes, for example for communication for vehicles (e.g., autonomous driving).

TABLE 4 Frequency Range Corresponding frequency Subcarrier designation range Spacing FR1  410 MHz-7125 MHz 15, 30, 60 kHz FR2 24250 MHz-52600 MHz 60, 120, 240 kHz

In the present disclosure, the term “cell” may refer to a geographic area to which one or more nodes provide a communication system, or refer to radio resources. A “cell” as a geographic area may be understood as coverage within which a node can provide service using a carrier and a “cell” as radio resources (e.g., time-frequency resources) is associated with bandwidth which is a frequency range configured by the carrier. The “cell” associated with the radio resources is defined by a combination of downlink resources and uplink resources, for example, a combination of a DL component carrier (CC) and a UL CC. The cell may be configured by downlink resources only, or may be configured by downlink resources and uplink resources. Since DL coverage, which is a range within which the node is capable of transmitting a valid signal, and UL coverage, which is a range within which the node is capable of receiving the valid signal from the UE, depends upon a carrier carrying the signal, the coverage of the node may be associated with coverage of the “cell” of radio resources used by the node. Accordingly, the term “cell” may be used to represent service coverage of the node sometimes, radio resources at other times, or a range that signals using the radio resources can reach with valid strength at other times.

In CA, two or more CCs are aggregated. A UE may simultaneously receive or transmit on one or multiple CCs depending on its capabilities. CA is supported for both contiguous and non-contiguous CCs. When CA is configured, the UE only has one RRC connection with the network. At RRC connection establishment/re-establishment/handover, one serving cell provides the NAS mobility information, and at RRC connection re-establishment/handover, one serving cell provides the security input. This cell is referred to as the primary cell (PCell). The PCell is a cell, operating on the primary frequency, in which the UE either performs the initial connection establishment procedure or initiates the connection re-establishment procedure. Depending on UE capabilities, secondary cells (SCells) can be configured to form together with the PCell a set of serving cells. An SCell is a cell providing additional radio resources on top of special cell (SpCell). The configured set of serving cells for a UE therefore always consists of one PCell and one or more SCells. For dual connectivity (DC) operation, the term SpCell refers to the PCell of the master cell group (MCG) or the primary SCell (PSCell) of the secondary cell group (SCG). An SpCell supports PUCCH transmission and contention-based random access, and is always activated. The MCG is a group of serving cells associated with a master node, comprised of the SpCell (PCell) and optionally one or more SCells. The SCG is the subset of serving cells associated with a secondary node, comprised of the PSCell and zero or more SCells, for a UE configured with DC. For a UE in RRC_CONNECTED not configured with CA/DC, there is only one serving cell comprised of the PCell. For a UE in RRC_CONNECTED configured with CA/DC, the term “serving cells” is used to denote the set of cells comprised of the SpCell(s) and all SCells. In DC, two MAC entities are configured in a UE: one for the MCG and one for the SCG.

FIG. 9 shows a data flow example in the 3GPP NR system to which implementations of the present disclosure is applied.

Referring to FIG. 9, “RB” denotes a radio bearer, and “H” denotes a header. Radio bearers are categorized into two groups: DRBs for user plane data and SRBs for control plane data. The MAC PDU is transmitted/received using radio resources through the PHY layer to/from an external device. The MAC PDU arrives to the PHY layer in the form of a transport block.

In the PHY layer, the uplink transport channels UL-SCH and RACH are mapped to their physical channels physical uplink shared channel (PUSCH) and physical random access channel (PRACH), respectively, and the downlink transport channels DL-SCH, BCH and PCH are mapped to physical downlink shared channel (PDSCH), physical broadcast channel (PBCH) and PDSCH, respectively. In the PHY layer, uplink control information (UCI) is mapped to physical uplink control channel (PUCCH), and downlink control information (DCI) is mapped to physical downlink control channel (PDCCH). A MAC PDU related to UL-SCH is transmitted by a UE via a PUSCH based on an UL grant, and a MAC PDU related to DL-SCH is transmitted by a BS via a PDSCH based on a DL assignment.

Multi-radio dual connectivity (MR-DC) is described. Section 4 of 3GPP TS 37.340 V15.5.0 (2019-03) can be referred.

In MR-DC, the following definitions may be used.

-   -   en-gNB: node providing NR user plane and control plane protocol         terminations towards the UE, and acting as secondary node in         EN-DC.     -   Master cell group (MCG): in MR-DC, a group of serving cells         associated with the master node, comprising of the SpCell         (PCell) and optionally one or more SCells.     -   Master node (MN): in MR-DC, the radio access node that provides         the control plane connection to the core network. It may be a         master eNB (in EN-DC), a master ng-eNB (in NGEN-DC) or a master         gNB (in NR-DC and NE-DC).     -   MCG bearer: in MR-DC, a radio bearer with an RLC bearer (or two         RLC bearers, in case of CA packet duplication) only in the MCG.     -   MN terminated bearer: in MR-DC, a radio bearer for which PDCP is         located in the MN.     -   MCG SRB: in MR-DC, a direct SRB between the MN and the UE.     -   Multi-radio dual connectivity (MR-DC): Dual connectivity between         E-UTRA and NR nodes, or between two NR nodes.     -   Ng-eNB: node providing E-UTRA user plane and control plane         protocol terminations towards the UE, and connected via the NG         interface to the 5GC.     -   PCell: SpCell of a master cell group.     -   PSCell: SpCell of a secondary cell group.     -   RLC bearer: RLC and MAC logical channel configuration of a radio         bearer in one cell group.     -   Secondary cell group (SCG): in MR-DC, a group of serving cells         associated with the Secondary Node, comprising of the SpCell         (PSCell) and optionally one or more SCells.     -   Secondary node (SN): in MR-DC, the radio access node, with no         control plane connection to the core network, providing         additional resources to the UE. It may be an en-gNB (in EN-DC),         a Secondary ng-eNB (in NE-DC) or a Secondary gNB (in NR-DC and         NGEN-DC).     -   SCG bearer: in MR-DC, a radio bearer with an RLC bearer (or two         RLC bearers, in case of CA packet duplication) only in the SCG.     -   SN terminated bearer: in MR-DC, a radio bearer for which PDCP is         located in the SN.     -   SpCell: primary cell of a master or secondary cell group.     -   Split bearer: in MR-DC, a radio bearer with RLC bearers both in         MCG and SCG.     -   Split SRB: in MR-DC, a SRB between the MN and the UE with RLC         bearers both in MCG and SCG.

MR-DC is a generalization of the intra-E-UTRA DC, where a multiple Rx/Tx UE may be configured to utilize resources provided by two different nodes connected via non-ideal backhaul, one providing NR access and the other one providing either E-UTRA or NR access. One node acts as the MN and the other as the SN. The MN and SN are connected via a network interface and at least the MN is connected to the core network.

MR-DC is designed based on the assumption of non-ideal backhaul between the different nodes but can also be used in case of ideal backhaul.

FIG. 10 shows an example of EN-DC overall architecture to which implementations of the present disclosure is applied.

E-UTRAN supports MR-DC via E-UTRA-NR dual connectivity (EN-DC), in which a UE is connected to one eNB that acts as a MN and one en-gNB that acts as a SN. The eNB is connected to the EPC via the S1 interface and to the en-gNB via the X2 interface. The en-gNB might also be connected to the EPC via the S1-U interface and other en-gNBs via the X2-U interface.

NG-RAN supports NG-RAN E-UTRA-NR dual connectivity (NGEN-DC), in which a UE is connected to one ng-eNB that acts as a MN and one gNB that acts as a SN. The ng-eNB is connected to the 5GC and the gNB is connected to the ng-eNB via the Xn interface.

NG-RAN supports NR-E-UTRA dual connectivity (NE-DC), in which a UE is connected to one gNB that acts as a MN and one ng-eNB that acts as a SN. The gNB is connected to 5GC and the ng-eNB is connected to the gNB via the Xn interface.

NG-RAN supports NR-NR dual connectivity (NR-DC), in which a UE is connected to one gNB that acts as a MN and another gNB that acts as a SN. The master gNB is connected to the 5GC via the NG interface and to the secondary gNB via the Xn interface. The secondary gNB might also be connected to the 5GC via the NG-U interface. In addition, NR-DC can also be used when a UE is connected to two gNB-DUs, one serving the MCG and the other serving the SCG, connected to the same gNB-CU, acting both as a MN and as a SN.

FIG. 11 shows an example of a control plane architecture for EN-DC to which implementations of the present disclosure is applied. FIG. 12 shows an example of a control plane architecture for MR-DC to which implementations of the present disclosure is applied.

In MR-DC, the UE has a single RRC state, based on the MN RRC and a single C-plane connection towards the core network. Referring to FIGS. 11 and 12, each radio node has its own RRC entity (E-UTRA version if the node is an eNB or NR version if the node is a gNB) which can generate RRC PDUs to be sent to the UE.

RRC PDUs generated by the SN can be transported via the MN to the UE. The MN always sends the initial SN RRC configuration via MCG SRB (SRB1), but subsequent reconfigurations may be transported via MN or SN. When transporting RRC PDU from the SN, the MN does not modify the UE configuration provided by the SN.

In E-UTRA connected to EPC, at initial connection establishment SRB1 uses E-UTRA PDCP. If the UE supports EN-DC, regardless whether EN-DC is configured or not, after initial connection establishment, MCG SRBs (SRB1 and SRB2) can be configured by the network to use either E-UTRA PDCP or NR PDCP (either SRB1 and SRB2 are both configured with E-UTRA PDCP, or they are both configured with NR PDCP). Change from E-UTRA PDCP to NR PDCP (or vice-versa) is supported via a handover procedure (reconfiguration with mobility) or, for the initial change of SRB1 from E-UTRA PDCP to NR PDCP, with a reconfiguration without mobility before the initial security activation.

If the SN is a gNB (i.e., for EN-DC, NGEN-DC and NR-DC), the UE can be configured to establish a SRB with the SN (SRB3) to enable RRC PDUs for the SN to be sent directly between the UE and the SN. RRC PDUs for the SN can only be transported directly to the UE for SN RRC reconfiguration not requiring any coordination with the MN. Measurement reporting for mobility within the SN can be done directly from the UE to the SN if SRB3 is configured.

Split SRB is supported for all MR-DC options, allowing duplication of RRC PDUs generated by the MN, via the direct path and via the SN. Split SRB uses NR PDCP.

In EN-DC, the SCG configuration is kept in the UE during suspension. The UE releases the SCG configuration (but not the radio bearer configuration) during resumption initiation.

In MR-DC with 5GC, the UE stores the PDCP/SDAP configuration when moving to RRC Inactive but it releases the SCG configuration.

In MR-DC, from a UE perspective, three bearer types exist: MCG bearer, SCG bearer and split bearer.

For EN-DC, the network can configure either E-UTRA PDCP or NR PDCP for MN terminated MCG bearers while NR PDCP is always used for all other bearers.

In MR-DC with 5GC, NR PDCP is always used for all bearer types. In NGEN-DC, E-UTRA RLC/MAC is used in the MN while NR RLC/MAC is used in the SN. In NE-DC, NR RLC/MAC is used in the MN while E-UTRA RLC/MAC is used in the SN. In NR-DC, NR RLC/MAC is used in both MN and SN.

From a network perspective, each bearer (MCG, SCG and split bearer) can be terminated either in MN or in SN.

Even if only SCG bearers are configured for a UE, for SRB1 and SRB2 the logical channels are always configured at least in the MCG, i.e., this is still an MR-DC configuration and a PCell always exists.

If only MCG bearers are configured for a UE, i.e., there is no SCG, this is still considered an MR-DC configuration, as long as at least one of the bearers is terminated in the SN.

In MR-DC, there is an interface between the MN and the SN for control plane signaling and coordination. For each MR-DC UE, there is also one control plane connection between the MN and a corresponding core network entity. The MN and the SN involved in MR-DC for a certain UE control their radio resources and are primarily responsible for allocating radio resources of their cells.

In MR-DC with EPC (EN-DC), the involved core network entity is the mobility management entity (MME). S1-MME is terminated in MN and the MN and the SN are interconnected via X2-C.

In MR-DC with 5GC (NGEN-DC, NE-DC and NR-DC), the involved core network entity is the access and mobility management function (AMF). NG-C is terminated in the MN and the MN and the SN are interconnected via Xn-C.

There are different U-plane connectivity options of the MN and SN involved in MR-DC for a certain UE. The U-plane connectivity depends on the bearer option configured:

-   -   For MN terminated bearers, the user plane connection to the CN         entity is terminated in the MN;     -   For SN terminated bearers, the user plane connection to the CN         entity is terminated in the SN;     -   The transport of user plane data over the Uu either involves MCG         or SCG radio resources or both:         -   For MCG bearers, only MCG radio resources are involved;         -   For SCG bearers, only SCG radio resources are involved;         -   For split bearers, both MCG and SCG radio resources are             involved.     -   For split bearers, MN terminated SCG bearers and SN terminated         MCG bearers, PDCP data is transferred between the MN and the SN         via the MN-SN user plane interface.

For MR-DC with EPC (EN-DC), X2-U interface is the user plane interface between MN and SN, and S1-U is the user plane interface between the MN, the SN or both and the serving gateway (S-GW).

For MR-DC with 5GC (NGEN-DC, NE-DC and inter-gNB NR-DC), Xn-U interface is the user plane interface between MN and SN, and NG-U is the user plane interface between the MN, the SN or both and the user plane function (UPF).

RRC connection release is described. Section 5.3.8 of 3GPP TS 38.331 V15.5.0 can be referred.

The purpose of this procedure is:

-   -   to release the RRC connection, which includes the release of the         established radio bearers as well as all radio resources; or     -   to suspend the RRC connection only if SRB2 and at least one DRB         are setup, which includes the suspension of the established         radio bearers.

FIG. 13 shows an example of RRC connection release to which implementations of the present disclosure is applied.

In step S1300, the network initiates the RRC connection release procedure to transit a UE in RRC_CONNECTED to RRC_IDLE, or to transit a UE in RRC_CONNECTED to RRC_INACTIVE only if SRB2 and at least one DRB is setup in RRC_CONNECTED, or to transit a UE in RRC_INACTIVE back to RRC_INACTIVE when the UE tries to resume, or to transit a UE in RRC_INACTIVE to RRC_IDLE when the UE tries to resume. The procedure can also be used to release and redirect a UE to another frequency.

Upon reception of the RRCRelease by the UE, the UE shall:

1> delay the following actions defined in below 60 ms from the moment the RRCRelease message was received or optionally when lower layers indicate that the receipt of the RRCRelease message has been successfully acknowledged, whichever is earlier;

1> stop timer T380, if running;

1> stop timer T320, if running;

1> if T390 is running:

2> stop timer T390 for all access categories;

1> if the AS security is not activated, perform the actions upon going to RRC_IDLE with the release cause ‘other’ upon which the procedure ends;

1> if the RRCRelease message includes redirectedCarrierInfo indicating redirection to eutra:

2> if cnType is included:

3> after the cell selection, indicate the available CN Type(s) and the received cnType to upper layers;

1> if the RRCRelease message includes the cellReselectionPriorities:

2> store the cell reselection priority information provided by the cellReselectionPriorities;

2> if the t320 is included:

3> start timer T320, with the timer value set according to the value of t320;

1> else:

2> apply the cell reselection priority information broadcast in the system information;

1> if deprioritisationReq is included:

2> start or restart timer T325 with the timer value set to the deprioritisationTimer signalled;

2> store the deprioritisationReq until T325 expiry;

1> if the RRCRelease includes suspendConfig:

2> apply the received suspendConfig;

2> reset MAC and release the default MAC cell group configuration, if any;

2> re-establish RLC entities for SRB1;

2> if the RRCRelease message with suspendConfig was received in response to an RRCResumeRequest or an RRCResumeRequest1:

3> stop the timer T319 if running;

3> in the stored UE Inactive AS context:

4> replace the K_(gNB) and K_(RRCint) keys with the current K_(gNB) and K_(RRCint) keys;

4> replace the cell radio network temporary identity (C-RNTI) with the temporary C-RNTI in the cell the UE has received the RRCRelease message;

4> replace the cellIdentity with the cellIdentity of the cell the UE has received the RRCRelease message;

4> replace the physical cell identity with the physical cell identity of the cell the UE has received the RRCRelease message;

4> replace the suspendConfig with the current suspendConfig;

2> else:

3> store in the UE Inactive AS context the configured suspendConfig, the current K_(gNB) and K_(RRCint) keys, the robust header compression (ROHC) state, the C-RNTI used in the source PCell, the cellIdentity and the physical cell identity of the source PCell, and all other parameters configured except with ReconfigurationWithSync;

2> suspend all SRB(s) and DRB(s), except SRB0;

2> indicate PDCP suspend to lower layers of all DRBs;

2> if the t380 is included:

3> start timer T380, with the timer value set to t380;

2> if the RRCRelease message is including the waitTime:

3> start timer T302 with the value set to the waitTime;

3> inform the upper layer that access barring is applicable for all access categories except categories ‘0’ and ‘2’;

2> indicate the suspension of the RRC connection to upper layers;

2> enter RRC_INACTIVE and perform cell selection;

1> else

2> perform the actions upon going to RRC_IDLE, with the release cause ‘other’.

RRC connection resume is described. Section 5.3.13 of 3GPP TS 38.331 V15.5.0 can be referred.

The purpose of this procedure is to resume a suspended RRC connection, including resuming SRB(s) and DRB(s) or perform an RAN based notification area (RNA) update.

FIG. 14 shows an example of RRC connection resume to which implementations of the present disclosure is applied.

In step S1400, the UE transmits RRCResumeRequest or RRCResumeRequest1 message to the network. In step S1410, the UE receives RRCResume message from the network. In step S1420, the UE transmits RRCResumeComplete message to the network.

The UE initiates the procedure when upper layers or AS (when responding to RAN paging or upon triggering RNA updates while the UE is in RRC_INACTIVE) requests the resume of a suspended RRC connection.

The UE shall ensure having valid and up to date essential system information before initiating this procedure.

Upon initiation of the procedure, the UE shall:

1> if the resumption of the RRC connection is triggered by response to NG-RAN paging:

2> select ‘0’ as the access category;

2> perform the unified access control procedure using the selected access category and one or more Access Identities provided by upper layers;

3> if the access attempt is barred, the procedure ends;

1> else if the upper layers provide an access category and one or more access identities upon requesting the resumption of an RRC connection:

2> perform the unified access control procedure using the access category and access identities provided by upper layers;

2> set the resumeCause in accordance with the information received from upper layers;

3> if the access attempt is barred, the procedure ends;

1> else if the resumption of the RRC connection is triggered due to an RNA update:

2> if an emergency service is ongoing:

3> select ‘2’ as the access category;

2> else:

3> select ‘8’ as the access category;

2> perform the unified access control procedure using the selected access category and one or more access identities to be applied;

3> if the access attempt is barred:

4> set the variable pendingRnaUpdate to true;

4> the procedure ends;

1> release the MCG SCell(s) from the UE inactive AS context, if stored;

1> apply the default L1 parameter values as specified in corresponding physical layer specifications, except for the parameters for which values are provided in SIB1;

1> apply the default SRB1 configuration;

1> apply the default MAC cell group configuration;

1> release delayBudgetReportingConfig from the UE Inactive AS context, if stored;

1> stop timer T342, if running;

1> release overheatingAssistanceConfig from the UE Inactive AS context, if stored;

1> stop timer T345, if running;

1> apply the CCCH configuration;

1> apply the timeAlignmentTimerCommon included in SIB1;

1> start timer T319;

1> set the variable pendingRnaUpdate to false;

1> initiate transmission of the RRCResumeRequest message or RRCResumeRequest1.

The UE shall set the contents of RRCResumeRequest or RRCResumeRequest1 message as follows:

1> if field useFullResumeID is signalled in SIB1:

2> select RRCResumeRequest1 as the message to use;

2> set the resumeIdentity to the stored fullI-RNTI value;

1> else:

2> select RRCResumeRequest as the message to use;

2> set the resumeIdentity to the stored shortI-RNTI value;

1> restore the RRC configuration and AS security context from the stored UE Inactive AS context except the masterCellGroup;

1> set the resumeMAC-I to the 16 least significant bits of the MAC-I calculated:

2> over the ASN.1 encoded as per clause 8 (i.e., a multiple of 8 bits) VarResumeMAC-Input;

2> with the K_(RRCint) key in the UE Inactive AS Context and the previously configured integrity protection algorithm; and

2> with all input bits for COUNT, BEARER and DIRECTION set to binary ones;

1> restore the RRC configuration and the K_(gNB) and K_(RRCint) keys from the UE Inactive AS context except the masterCellGroup and pdcp-Config;

1> derive the K_(gNB) key based on the current K_(gNB) key or the NH, using the stored nextHopChainingCount value;

1> derive the K_(RRCenc) key, the K_(RRCint) key, the K_(UPint) key and the K_(UPenc) key;

1> configure lower layers to apply integrity protection for all radio bearers except SRB0 using the configured algorithm and the K_(RRCint) key and K_(UPint) key derived in this subclause immediately, i.e., integrity protection shall be applied to all subsequent messages received and sent by the UE;

1> configure lower layers to apply ciphering for all radio bearers except SRB0 and to apply the configured ciphering algorithm, the K_(RRCenc) key and the K_(UPenc) key, i.e., the ciphering configuration shall be applied to all subsequent messages received and sent by the UE;

1> re-establish PDCP entities for SRB1;

1> resume SRB1;

1> submit the selected message RRCResumeRequest or RRCResumeRequest1 for transmission to lower layers.

The UE shall continue cell re-selection related measurements as well as cell re-selection evaluation.

Upon reception of the RRCResume by the UE, the UE shall:

1> stop timer T319;

1> stop timer T380, if running;

1> if the RRCResume includes the fullConfig:

2> perform the full configuration procedure;

1> else:

2> restore the masterCellGroup and pdcp-Config from the UE Inactive AS context;

1> discard the UE Inactive AS context except the ran-NotificationAreaInfo;

1> if the RRCResume includes the masterCellGroup:

2> perform the cell group configuration for the received masterCellGroup;

1> if the RRCResume includes the radioBearerConfig:

2> perform the radio bearer configuration;

1> resume SRB2 and all DRBs;

1> if stored, discard the cell reselection priority information provided by the cellReselectionPriorities or inherited from another RAT;

1> stop timer T320, if running;

1> if the RRCResume message includes the measConfig:

2> perform the measurement configuration procedure;

1> resume measurements if suspended;

1> if T390 is running:

2> stop timer T390 for all access categories;

1> if T302 is running:

2> stop timer T302;

1> enter RRC_CONNECTED;

1> indicate to upper layers that the suspended RRC connection has been resumed;

1> stop the cell re-selection procedure;

1> consider the current cell to be the PCell;

1> set the content of the of RRCResumeComplete message as follows:

2> if the upper layer provides NAS PDU, set the dedicatedNAS-Message to include the information received from upper layers;

2> if the upper layer provides a PLMN, set the selectedPLMN-Identity to PLMN selected by upper layers from the PLMN(s) included in the plmn-IdentityList in SIB1;

2> if the masterCellGroup contains the reportUplinkTxDirectCurrent:

3> include the uplinkTxDirectCurrentList;

1> submit the RRCResumeComplete message to lower layers for transmission;

1> the procedure ends.

UE capability transfer is described. Section 5.6 of 3GPP TS 38.331 V15.5.0 can be referred. How the UE compiles and transfers its UE capability information upon receiving a UECapabilityEnquiry from the network is described.

FIG. 15 shows an example of UE capability transfer to which implementations of the present disclosure is applied.

In step S1500, the network initiates the procedure to a UE in RRC_CONNECTED when it needs (additional) UE radio access capability information. In step S1510, the UE transmits UECapabilityInformation to the network.

Upon reception of the UECapabilityEnquiry by the UE, the UE shall set the contents of UECapabilityInformation message as follows:

1> if the ue-CapabilityRAT-RequestList contains a UE-CapabilityRAT-Request with rat-Type set to nr:

2> include in the ue-CapabilityRAT-ContainerList a UE-CapabilityRAT-Container of the type UE-NR-Capability and with the rat-Type set to nr;

2> include the supportedBandCombinationList, featureSets and featureSetCombinations;

1> if the ue-CapabilityRAT-RequestList contains a UE-CapabilityRAT-Request with rat-Type set to eutra-nr:

2> if the UE supports EN-DC:

3> include in the ue-CapabilityRAT-ContainerList a UE-CapabilityRAT-Container of the type UE-MRDC-Capability and with the rat-Type set to eutra-nr;

3> include the supportedBandCombinationList and featureSetCombinations;

1> if the ue-CapabilityRAT-RequestList contains a UE-CapabilityRAT-Request with rat-Type set to eutra:

2> if the UE supports E-UTRA:

3> include in the ue-CapabilityRAT-ContainerList a ue-CapabilityRAT-Container of the type UE-EUTRA-Capability and with the rat-Type set to eutra, according to the capabilityRequestFilter, if received;

1> submit the UECapabilityInformation message to lower layers for transmission, upon which the procedure ends.

For setting band combinations, feature set combinations and feature sets supported by the UE, the UE invokes the procedures if the NR or E-UTRA network requests UE capabilities for nr, eutra-nr or eutra. This procedure is invoked once per requested rat-Type. The UE shall ensure that the feature set IDs and feature set combination IDs are consistent across feature sets, feature set combinations and band combinations in all three UE capability containers that the network queries with the same frequencyBandListFilter and with the same eutra-nr-only flag (where applicable).

In EN-DC, the gNB needs the capabilities for RAT types nr and eutra-nr and it uses the featureSets in the UE-NR-Capabilities together with the featureSetCombinations in the UE-MRDC-Capabilities to determine the NR UE capabilities for the supported MRDC band combinations. Similarly, the eNB needs the capabilities for RAT types eutra and eutra-nr and it uses the featureSetsEUTRA-r15 in the UE-EUTRA-Capabilities together with the featureSetCombinations in the UE-MRDC-Capabilities to determine the E-UTRA UE capabilities for the supported MRDC band combinations. Hence, the IDs used in the featureSets must match the IDs referred to in featureSetCombinations across all three containers. The requirement on consistency implies that there are no undefined feature sets and feature set combinations.

The UE shall:

1> compile a list of “candidate band combinations” only consisting of bands included in frequencyBandListFilter, and prioritized in the order of frequencyBandListFilter (i.e. first include band combinations containing the first-listed band, then include remaining band combinations containing the second-listed band, and so on), where for each band in the band combination, the parameters of the band do not exceed maxBandwidthRequestedDL, maxBandwidthRequestedUL, maxCarriersRequestedDL, maxCarriersRequestedUL, ca-BandwidthClassDL-EUTRA or ca-BandwidthClassUL-EUTRA, whichever are received;

1> for each band combination included in the list of “candidate band combinations”:

2> if the network (E-UTRA) included the eutra-nr-only field, or

2> if the requested rat-Type is eutra:

3> remove the NR-only band combination from the list of “candidate band combinations”;

2> if it is regarded as a fallback band combination with the same capabilities of another band combination included in the list of “candidate band combinations”:

3> remove the band combination from the list of “candidate band combinations”;

1> if the requested rat-Type is nr:

2> include into supportedBandCombinationList as many NR-only band combinations as possible from the list of “candidate band combinations”, starting from the first entry;

3> if srs-SwitchingTimeRequest is received:

4> if sounding reference signal (SRS) carrier switching is supported;

5> include srs-SwitchingTimesListNR for each band combination;

4> set srs-SwitchingTimeRe quested to true;

2> include, into featureSetCombinations, the feature set combinations referenced from the supported band combinations as included in supportedBandCombinationList according to the previous;

2> compile a list of “candidate feature set combinations” referenced from the list of “candidate band combinations” excluding entries (rows in feature set combinations) for fallback band combinations with same or lower capabilities;

2> include into featureSets the feature sets referenced from the “candidate feature set combinations” excluding entries (feature sets per CC) for fallback band combinations with same or lower capabilities and may exclude the feature sets with the parameters that exceed any of maxBandwidthRequestedDL, maxBandwidthRequestedUL, maxCarriersRequestedDL or maxCarriersRequestedUL, whichever are received;

1> else, if the requested rat-Type is eutra-nr:

2> include into supportedBandCombinationList as many E-UTRA-NR band combinations as possible from the list of “candidate band combinations”, starting from the first entry;

3> if srs-SwitchingTimeRequest is received:

4> if SRS carrier switching is supported;

5> include srs-SwitchingTimesListNR and srs-SwitchingTimesListEUTRA for each band combination;

4> set srs-SwitchingTimeRequested to true;

2> include, into featureSetCombinations, the feature set combinations referenced from the supported band combinations as included in supportedBandCombinationList according to the previous;

1> else (if the requested rat-Type is eutra):

2> compile a list of “candidate feature set combinations” referenced from the list of “candidate band combinations” excluding entries (rows in feature set combinations) for fallback band combinations with same or lower capabilities;

2> include into featureSetsEUTRA the feature sets referenced from the “candidate feature set combinations” excluding entries (feature sets per CC) for fallback band combinations with same or lower capabilities and where the parameters do not exceed ca-BandwidthClassDL-EUTRA and ca-BandwidthClassUL-EUTRA, whichever are received;

1> include the received frequencyBandListFilter in the field appliedFreqBandListFilter of the requested UE capability;

Idle mode measurement is described. Section 5.6.20 of 3GPP TS 36.331 V15.5.0 can be referred.

This procedure specifies the measurements done by a UE in RRC_IDLE when it has an IDLE mode measurement configuration and the storage of the available measurements by a UE in both RRC_IDLE and RRC_CONNECTED.

While T331 is running, the UE shall:

1> perform the measurements in accordance with the following:

2> for each entry in measIdleCarrierListEUTRA within VarMeasIdleConfig:

3> if UE supports carrier aggregation between serving carrier and the carrier frequency and bandwidth indicated by carrierFreq and allowedMeasBandwidth within the corresponding entry;

4> perform measurements in the carrier frequency and bandwidth indicated by carrierFreq and allowedMeasBandwidth within the corresponding entry;

4> if the measCellList is included:

5> consider the serving cell and cells identified by each entry within the measCellList to be applicable for idle mode measurement reporting;

4> else:

5> consider the serving cell and up to maxCellMeasIdle strongest identified cells whose RSRP/RSRQ measurement results are above the value(s) provided in quality Threshold (if any) to be applicable for idle mode measurement reporting;

4> store measurement results for cells applicable for idle mode measurement reporting within the VarMeasIdleReport;

3> else:

4> do not consider the carrier frequency to be applicable for idle mode measurement reporting;

1> if validityArea is configured in VarMeasIdleConfig and UE reselects to a serving cell whose physical cell identity does not match any entry in validityArea for the corresponding carrier frequency:

2> stop T331;

The UE shall:

1> if T331 expires or is stopped:

2> release the VarMeasIdleConfig;

As mentioned above, the UE may perform idle mode measurements, and report results of the idle mode measurements. Then, the network can configure DC or CA for the UE based on the results of the idle mode measurements. In this case, the network might not have UE capability to use idle mode measurement results for DC or CA setup. Therefore, the network may need to get the capability from the UE, which may cause additional latency.

Specifically, the network may not know whether a frequency for which results of the idle mode measurements can be aggregated by using CA and/or DC. For example, the network may configure CA by using a serving frequency and a neighbor frequency for which only DC can be configured, which may be a problem. For another example, the network may configure DC by using a serving frequency and a neighbor frequency for which only CA can be configured, which may be a problem.

The following drawings are created to explain specific embodiments of the present disclosure. The names of the specific devices or the names of the specific signals/messages/fields shown in the drawings are provided by way of example, and thus the technical features of the present disclosure are not limited to the specific names used in the following drawings.

In some implementations, the method in perspective of the wireless device described below may be performed by first wireless device 100 shown in FIG. 2, the wireless device 100 shown in FIG. 3, the first wireless device 100 shown in FIG. 4 and/or the UE 100 shown in FIG. 5.

In some implementations, the method in perspective of the wireless device described below may be performed by control of the processor 102 included in the first wireless device 100 shown in FIG. 2, by control of the communication unit 110 and/or the control unit 120 included in the wireless device 100 shown in FIG. 3, by control of the processor 102 included in the first wireless device 100 shown in FIG. 4 and/or by control of the processor 102 included in the UE 100 shown in FIG. 5.

According to the present disclosure, a UE may be configured to perform measurements in idle state (e.g., RRC_IDLE) and/or inactive state (e.g., RRC_INACTIVE). The measurements in idle/inactive state may be configured to provide early measurement results. While the UE performs connection establishment/resume, the UE may indicate a list of frequencies and/or whether each frequency in the list supports 1) CA capability, 2) DC capability, or 3) both capabilities with the serving frequency of cell the UE is camped on.

According to the present disclosure, support of the CA capability and/or the DC capability may indicate whether the UE can be configured with multiple cell groups for CA and/or DC so that the concurrent transmission/reception on the configured multiple cell groups is supported via CA and/or DC. Each cell group configured for CA and/or DC may consist of at least of one SpCell, and zero or more serving cells.

FIG. 16 shows a method for a wireless device in a wireless communication system to which implementations of the present disclosure is applied.

For example, the wireless device may be in communication with at least one of a mobile device, a network, and/or autonomous vehicles other than the wireless device.

In step S1600, the wireless device receives, from a network, a measurement configuration for measurement in an idle state and/or an inactive state.

In some implementations, the wireless device may perform connection release procedure with the network. The UE may receive RRC release message from the network. Upon receiving the RRC release message, the UE may enter RRC_IDLE and/or RRC_INACTIVE.

For example, the measurement configuration for measurement in an idle state and/or inactive state may be received via the RRC release message. The measurement configuration for measurement in the idle state and/or inactive state may include a list of frequencies to be measured in the idle state and/or inactive state. The measurement configuration for measurement in the idle state and/or inactive state may include a list of cells to be measured for each frequency in the idle state and/or inactive state.

In step S1610, the wireless device performs the measurement based on the measurement configuration in the idle state and/or the inactive state.

In some implementations, the wireless device may send a connection request message to establish and/or resume RRC connection with a serving cell.

In some implementations, the wireless device may receive a response message in response to the connection request message from the network. The UE may identify at least one frequency associated with each cell from cell group configuration as follows.

-   -   The wireless device may check whether specific cell(s) is valid         based on the results of the measurements in the idle state         and/or inactive state. Valid cell may mean that radio quality of         the corresponding cell is above a threshold.     -   If the radio quality of at least one cell is above the threshold         in a frequency (i.e., valid cell), then the UE may identify the         frequency associated with each valid cell.

In some implementations, the wireless device may check whether the wireless device can perform CA operation and/or DC operation based on a band combination of the identified frequency associated with each (valid) cell and serving frequency.

In step S1620, the wireless device reports, to the network, information informing that the identified frequency can be aggregated with the serving frequency using one of 1) CA, 2) DC, or 3) both CA and DC.

For example, if at least one frequency among the identified frequencies is capable of CA operation and/or DC operation with the serving frequency, i.e., the wireless device can perform CA operation and/or DC operation based on a band combination of the at least one frequency and the serving frequency, then the UE may report information on the frequencies capable of CA operation and/or DC operation and/or cell ID(s) associated with the frequencies.

For example, the wireless device may report capability information about whether each frequency and/or cell associated to the cell ID supports 1) CA capability, 2) DC capability, or 3) both CA and DC capabilities to the network.

For example, the wireless device may further report idle measurement results to the network.

For example, when the wireless device is in the idle state (e.g., RRC_IDLE), the information may be reported during RRC connection establishment procedure, i.e., transit from the idle state to the connected state (e.g., RRC_CONNECTED).

In this case, the information (e.g., UE Capability Information) may be reported via a UE information response message after security is activated. The UE capability Information may be multiplexed with the UE information response message. The contents of the UE capability Information may be added as information element (IE) within the UE information response message.

For example, when the wireless device is in the inactive state (e.g., RRC_INACTIVE), the information may be reported during RRC connection resume procedure, i.e., transit from the inactive state to the connected state (e.g., RRC_CONNECTED).

In this case, the information (e.g., UE Capability Information) may be reported via an RRC resume complete message after security is activated. The UE capability Information may be multiplexed with the RRC resume complete message. The contents of the UE capability Information may be included as IE within the RRC resume complete message.

In some implementations, the wireless device may be configured with multiple cell groups, i.e., CA and/or DC. The UE may activate cell(s) in at least one cell group of the multiple cell groups. The wireless device may perform the CA operation and/or the DC operation based on the band combination of the serving frequency and the neighbor frequency.

FIG. 17 shows an example of a RRC connection establishment procedure to which implementations of the present disclosure is applied.

In step S1700, the UE enters RRC_CONNECTED.

In step S1702, the UE receives a Security Mode Command message from the network, upon which security is activated.

In step S1704, the UE receives the UE Capability Enquiry message from the network. The UE Capability Enquiry message may be received via a UE Information Request message.

In step S1706, the UE transmits the UE Capability Information message to the network. The UE Capability Information message may include information on the frequencies capable of CA operation and/or DC operation and/or cell ID(s) associated with the frequencies and/or capability information about whether each frequency and/or cell associated to the cell ID supports 1) CA capability, 2) DC capability, or 3) both CA and DC capabilities to the network.

The UE Capability Information message may be transferred via the UE Information Response message. The UE Capability Information message may be multiplexed with the UE Information Response message. The contents of the UE Capability Information message may be added as IE within the UE Information Response message.

In step S1708, the UE receives a RRC Reconfiguration message from the network.

In step S1710, the UE transmits a Security Mode Complete message to the network.

In step S1712, the UE transmits a RRC Reconfiguration Complete message to the network.

FIG. 18 shows an example of a RRC connection resume procedure to which implementations of the present disclosure is applied.

In step S1800, the UE transmits a RRC Resume Request message to the network.

In step S1802, the UE receives a RRC Resume message from the network, upon which security in activate. The UE may further receive early measurement report request from the network. The UE may further receives the UE Capability Enquiry message from the network.

In step S1804, the UE transmits the RRC Resume Complete message to the network. The UE may further transmit early measurement report message to the network.

The UE may further transmit the UE Capability Information message to the network. The UE Capability Information message may include information on the frequencies capable of CA operation and/or DC operation and/or cell ID(s) associated with the frequencies and/or capability information about whether each frequency and/or cell associated to the cell ID supports 1) CA capability, 2) DC capability, or 3) both CA and DC capabilities to the network.

The UE Capability Information message may be transferred via the RRC Resume Complete message. The UE Capability Information message may be multiplexed with the RRC Resume Complete message. The contents of the UE Capability Information message may be added as IE within the RRC Resume Complete message.

The present disclosure can have various advantageous effects.

For example, the present disclosure is beneficial in latency perspective

For example, the present disclosure is a network (e.g., gNB) can setup DC or CA quickly without enquiring UE capability information of DC or CA.

Advantageous effects which can be obtained through specific embodiments of the present disclosure are not limited to the advantageous effects listed above. For example, there may be a variety of technical effects that a person having ordinary skill in the related art can understand and/or derive from the present disclosure. Accordingly, the specific effects of the present disclosure are not limited to those explicitly described herein, but may include various effects that may be understood or derived from the technical features of the present disclosure.

Claims in the present disclosure can be combined in a various way. For instance, technical features in method claims of the present disclosure can be combined to be implemented or performed in an apparatus, and technical features in apparatus claims can be combined to be implemented or performed in a method. Further, technical features in method claim(s) and apparatus claim(s) can be combined to be implemented or performed in an apparatus. Further, technical features in method claim(s) and apparatus claim(s) can be combined to be implemented or performed in a method. Other implementations are within the scope of the following claims. 

What is claimed is:
 1. A method for a wireless device in a wireless communication system, the method comprising: receiving, from a network, a measurement configuration for measurement in an idle state and/or an inactive state; performing the measurement based on the measurement configuration in the idle state and/or the inactive state; reporting, to the network, information informing that a neighbor frequency can be aggregated with a serving frequency using one of 1) carrier aggregation (CA), 2) dual connectivity (DC), or 3) both CA and DC.
 2. The method of claim 1, wherein the method further includes checking whether the wireless device can perform CA operation and/or DC operation based on a band combination of the serving frequency and the neighbor frequency.
 3. The method of claim 2, wherein the method further includes performing the CA operation and/or the DC operation based on the band combination of the serving frequency and the neighbor frequency.
 4. The method of claim 1, wherein the method further includes reporting, to the network, information on a cell identifier (ID) associated with the neighbor frequency.
 5. The method of claim 1, wherein the method further includes reporting, to the network, results of the measurements on the neighbor frequency.
 6. The method of claim 1, wherein the wireless device transits from the idle state to a connected state, and wherein the information is reported during a radio resource control (RRC) connection establishment procedure.
 7. The method of claim 6, wherein the information is reported via a user equipment (UE) information response message after security is activated.
 8. The method of claim 1, wherein the wireless device transits from the inactive state to a connected state, and wherein the information is reported during an RRC connection resume procedure.
 9. The method of claim 8, wherein the information is reported via an RRC resume complete message after security is activated.
 10. The method of claim 1, wherein the wireless device is in communication with at least one of a mobile device, a network, and/or autonomous vehicles other than the wireless device.
 11. A wireless device in a wireless communication system, the wireless device comprising: at least one transceiver; at least processor; and at least one computer memory operably connectable to the at least one processor and storing instructions that, based on being executed by the at least one processor, perform operations comprising: receiving, from a network, a measurement configuration for measurement in an idle state and/or an inactive state; performing the measurement based on the measurement configuration in the idle state and/or the inactive state; reporting, to the network, information informing that a neighbor frequency can be aggregated with a serving frequency using one of 1) carrier aggregation (CA), 2) dual connectivity (DC), or 3) both CA and DC.
 12. The wireless device of claim 11, wherein the operations further include checking whether the wireless device can perform CA operation and/or DC operation based on a band combination of the serving frequency and the neighbor frequency.
 13. The wireless device of claim 12, wherein the operations further include performing the CA operation and/or the DC operation based on the band combination of the serving frequency and the neighbor frequency.
 14. The wireless device of claim 11, wherein the operations further include reporting, to the network, information on a cell identifier (ID) associated with the neighbor frequency.
 15. The wireless device of claim 11, wherein the operations further include reporting, to the network, results of the measurements on the neighbor frequency.
 16. The wireless device of claim 11, wherein the wireless device transits from the idle state to a connected state, and wherein the information is reported during a radio resource control (RRC) connection establishment procedure.
 17. The wireless device of claim 16, wherein the information is reported via a user equipment (UE) information response message after security is activated.
 18. The wireless device of claim 11, wherein the wireless device transits from the inactive state to a connected state, and wherein the information is reported during an RRC connection resume procedure.
 19. The wireless device of claim 18, wherein the information is reported via an RRC resume complete message after security is activated. 